FREQUENTLY ASKED QUESTIONS

Who are our clients?

We seek to build relationships with family business owners and their heirs. Our clients are dedicated to building, preserving, and extending their wealth and legacy beyond the next generation.

Are we aligned?

We are a multidisciplinary team of various industry-independent experts designed to provide clients with comprehensive wealth management services for a Family Office, Trustee, or Family Advisor.

Are we a good fit?

We work with clients and family’s that are compassionate, are willing to collaborate and have the complexity in life and finances that require professional management.

How do we charge?
We are professional wealth advisors, planners, and investment managers, offering the flexibility to pay for one, or all services in an annual retainer or fee charged quarterly of assets under care.

** Assets under care (vs assets under management) are those important assets under consideration for the advisory, planning, guidance, and strategy. Retainer or management fees are charged on Assets held directly and assets held indirectly.

What else do we do?
Our independent firm has long-standing strategic partnerships allowing us to bring more to our clients in family office management, Trust administration, wholesale investment services, multi-custodian accounting, and regularity compliance.

We take the responsibility of managing client’s wealth beyond today’s highest standards of care without the conflicts of asset management goals.

Our Wealth Management services include financial concierge services, to include educational financial literacy for heirs and the unique needs of the client and their family.

ReimaginINg How Financial Advice and Services
are Designed and Delivered

Wealth Management Solutions, LLC
4000 MacArthur Blvd, Ste. 600 East Tower
Newport Beach, CA 92660

Office: (949) 475-9700
Fax: (949) 475-9701

info@wms-llc.com

Security Licenses 7, 24, held at LPL
Richard Riva is licensed to sell insurance in the state of California. His principal place of business and domicle is California. CA Insurance LIC# OB22466

Check the background of your financial professional on FINRA's BrokerCheck.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

THE FINANCIAL CONSULTANTS AT WEALTH MANAGEMENT SOLUTIONS ARE ALSO REGISTERED WITH AND SECURITIES
OFFERED THROUGH LPL FINANCIAL, MEMBER FINRA/SIPC. FOR HYPERLINKS TO FINRA AND SIPC SEE AT THE BOTTOM OF THIS PAGE. INVESTMENT ADVICE AND FINANCIAL PLANNING OFFERED THROUGH WEALTH MANAGEMENT SOLUTIONS, A REGISTERED INVESTMENT
ADVISOR. WEALTH MANAGEMENT SOLUTIONS AND LPL FINANCIAL ARE SEPARATE ENTITIES.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: California (CA), New Jersey (NJ), Nevada (NV), New York (NY), AND TEXAS (TX). 

www.finra.org & www.SIPC.org

About LPL Financial