(949) 475-9700 INFO@WMS-LLC.COM

OUR SERVICES

Professionally integrated Advice & Planning with Governance & Strategy; the FOUR cornerstones of managing wealth with purpose
The four cornerstones of managing wealth with purpose are the advice you receive, the plans we design, the strategy we deploy and the governance we use to protect your wealth.

We deliver purposeful advice and actionable planning services to help you manage your wealth with purpose, allowing our clients to help extend their wealth and legacy beyond their generation.

We are committed to meeting our clients’ need for privacy, structure, defined interests, and investment objectives by proving the pillars of comprehensive wealth management designed to strengthen each cornerstone of managing wealth with purpose.

ADVISORY

Our advisors provides thoughtful fiduciary advice for the Care, Guidance, and course corrections that help clients manage their wealth, plans and goals with purpose.

Asset Management

Our professional processes looks to managing all assets in-line with the client’s short term, intermediate and long-term liquidity needs of the family.

Risk Management

Our process identifies current and future financial liabilities as we look to provide the planning designs that address efficient coverage options. We review and coordinate all current coverages as part of our risk management process for potential improved outcomes and appropriate care.

Estate & Philanthropic Management

We act as the wealth advisor and can be the servicing agent for the management of our client’s estate and charitable structures. We align with independent trustees for the administration of our client’s estate without the conflicts of asset management goals.

Wealth Management Solutions and LPL Financial do not provide legal advice. You should consult with your attorney for guidance on your specific situation.

PLANNING

Planning ahead of the potential impact of the financial events during a client’s lifetime of preparing, building, preserving, distributing and extending their wealth with purpose.

Estate & Legacy Planning

Building and preserving your estate is at the core of who we are and how our clients communicate their family mission and vision to future generations

Life Planning

We begin the planning process with your purpose in life; dreams and passions unique to you

Financial Planning

Our CERTIFIED FINANCIAL PLANNER™ professionals build a tailored roadmap for our clients’ lifetime of goals and objectives

Tax Planning

Tax wise integrations of asset management and proactive thoughtful planning ahead of tax events further addresses the family’s purpose

Wealth Management Solutions and LPL Financial do not provide tax advice. You should consult with your tax advisor for guidance on your specific situation.

STRATEGY

Our people design and execute tailored strategies offering the highest confidence to our clients in the support of their wealth, estate, business succession, and risk management.

Wealth & Estate Transfers

We look to the advanced transfer strategies that aim to reduce taxes,  build wealth over the clients’ lifetime, and preserve legacy for generations to come.

Business & Financial Succession

Our Certified Private Wealth Advisors ® consult with our clients to enhance exit strategies in-line with the client’s mission and vision for the family

Risk Management

Our process re-aligns client’s risk exposures to expected outcomes and designs flexible plans with multiple options for a more efficient outcome

GOVERNANCE

Our people are experienced in the field of compliance with regulatory agencies, reporting requirements, and the changes in the securities industry, allowing us to maintain the highest fiduciary standards in the care of our clients.

Reporting & Record Keeping

We provide complete record keeping of investment assets with the cost basis, investment returns, tax reporting of dividends and interest, IRS and State reporting of retirement plan contributions and monthly statements of all movements of funds for all assets held under our management

Compliance & Regulatory Services

We provide the compliance and reporting for all State and Federal Government agencies required for your investments, so you can focus on running your business and spending time with your family

Administrative Services

Our firm provides the tax reporting of retirement accounts, trust administration, (offered through the Private Trust Company*) banking services, and cash management services needed for the effective management of a family’s wealth

*Wealth Management Solutions advisors provide access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.

ReimaginINg How Financial Advice and Services
are Designed and Delivered

Wealth Management Solutions, LLC
4000 MacArthur Blvd, Ste. 600 East Tower
Newport Beach, CA 92660

Office: (949) 475-9700
Fax: (949) 475-9701

info@wms-llc.com

Security Licenses 7, 24, held at LPL
Richard Riva is licensed to sell insurance in the state of California. His principal place of business and domicle is California. CA Insurance LIC# OB22466

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Check the background of your financial professional on FINRA's BrokerCheck.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

THE FINANCIAL CONSULTANTS AT WEALTH MANAGEMENT SOLUTIONS ARE ALSO REGISTERED WITH AND SECURITIES
OFFERED THROUGH LPL FINANCIAL, MEMBER FINRA/SIPC. FOR HYPERLINKS TO FINRA AND SIPC SEE AT THE BOTTOM OF THIS PAGE. INVESTMENT ADVICE AND FINANCIAL PLANNING OFFERED THROUGH WEALTH MANAGEMENT SOLUTIONS, A REGISTERED INVESTMENT
ADVISOR. WEALTH MANAGEMENT SOLUTIONS AND LPL FINANCIAL ARE SEPARATE ENTITIES.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: California (CA), New Jersey (NJ), Nevada (NV), New York (NY), AND TEXAS (TX). 

www.finra.org & www.SIPC.org

About LPL Financial